RIA transitions: Take control
Ready to break away? Becoming an RIA unlocks true independence, scalable potential growth, and a client-first model. From selecting key partners to communicating the change, we'll be your guide.
Own what's next.
Your move, your momentum—backed by expertise that delivers.
Broker-dealer change: Regain control
In today’s shifting landscape, broker-dealer transitions—often prompted by mergers or acquisitions—can feel disruptive. We help you evaluate your options, protect your client relationships, and make a move that can strengthen your business.
Succession and acquisition: Define your legacy
Whether buying or selling, it’s more than a transaction—it's a defining moment for your business. We help you navigate with clarity and confidence, striving to provide a smooth transition that can maximize value and helps ensure continuity for your clients and team.
Information provided by Independent Advisor Solutions by SEI, a strategic business unit of SEI Investments Company (SEI®).
Investing involves risk including possible loss of principal.
Services provided by SEI through its affiliates and subsidiaries.