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Replay: How RIAs should prepare for new cybersecurity regulations

April 29, 2024
clock 1 MIN READ

Gabe Garcia, Managing Director of RIA Client Experience, and Mike Lefebvre, Director of Cybersecurity for SEI Sphere, were recently featured in “Gaining Perspective,” a podcast series focused on relevant trends, information, and advice for financial advisors.

In the episode, they highlight how registered investment advisors (RIAs) are not necessarily cybersecurity experts and may not be adequately prepared for the forthcoming SEC regulations. With extensive experience in both the financial and cybersecurity sectors, they provide valuable insights into how RIAs can navigate these challenges and maintain the trust of their clients amidst growing cyber threats. 

Gabriel  Garcia

Managing Director, RIA Client Experience

Insights for cybersecurity professionals