Client partnerships, regulator relationships and internal experts helped deliver a successful collaborative project
Regulatory support services
Minimising the strain of regulation on your wealth management business with the SEI Wealth Platform.
Regulatory support services
With increasing regulatory burdens and escalating fines, compliance is a key priority.
The SEI Wealth PlatformSM combines people, process and technology to guide, inform and support wealth managers and private banks through the challenges of regulatory reporting. We actively support our clients in meeting their compliance requirements whilst minimising the cost of regulatory reporting.
Our regulatory support services provide you with:
- The potential for substantial resource, development and time savings: Regulatory reporting requirements can often require substantial internal resources and development, or engagement with multiple external vendors. By accessing Platform reporting, you can minimise significant ongoing and future costs.
- Efficient implementation of regulatory changes: Because we operate from a single code base, we are able to implement changes quickly and efficiently across all clients at potentially a much lower cost than other providers.
- A community: As a Platform client, you become part of a community facing the same regulatory challenges. You will have opportunities to share experiences and swap ideas, access industry experts, and engage with regulators with a combined voice.
Collaboration with firms, regulators and industry bodies ensured transparency and efficiency gains for new MiFID II costs and charges regulations
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Find out how SEI can support your business with MiFID II and associated reporting requirements, as well as a full range of other servicesGet in touch
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