ComplianceAdvantage Program

Setting up and documenting your compliance process can be an enormous undertaking. SEI’s ComplianceAdvantage program, available to all our investment management clients, gives you:

  • Assistance with all stages of your compliance efforts
  • Customized compliance programs that address the unique aspects of your clients’ businesses
  • Access to and ongoing support from a team of compliance experts

We support the efforts of your chief compliance officer (CCO) with:

  • Timely interpretation of new and pending regulations, outlining the impact on your business
  • Industry best practices in compliance policies, procedures, testing, reporting, and recordkeeping
  • Automated daily portfolio compliance monitoring services on a secondary basis
  • Checklists and timelines to create an ongoing culture of compliance
  • Technology to facilitate compliance-related reporting and tracking
  • Web seminars and conferences on compliance issues and best practices

ComplianceAdvantage is your traditional and alternative fund compliance solution.

 

The SEI ComplianceAdvantage Program is a service of the Investment Manager Services unit, an internal business unit of SEI Investments Company.

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