Getting a Grip on Your Compliance Imperatives: Planning and Priorities

09 February 2006 by SEI Knowledge Partnership with Geoff Bobroff, President, Bobroff Consulting and Tom Harmon, Partner, Morgan, Lewis & Bockius LLP

 

White Paper: Getting a Grip on Your Compliance Imperatives: Planning and Priorities (PDF, 9 pages)

For mutual funds and hedge funds alike, compliance priorities keep shifting. Several major regulatory proposals remain in flux.  Two key deadlines are looming, and several more issues are on the horizon, including the adoption of new requirements. All the uncertainty makes planning and budgeting for compliance programs tricky.

  • How has the regulatory landscape shifted?  
  • Which impending deadlines are most critical?
  • Which pending proposals should you watch most closely?
  • What resource and budget needs should you anticipate?

At an SEI Web seminar, compliance experts shed light on the questions of where to focus and what to expect.