SEI Knowledge Partnership


Top 10 Operational Risks

Operational risk within investment management firms can stem from many sources. Firms also have varying tolerance levels for accepting or handling such risk. We believe virtually every firm can benefit from taking a fresh look at common areas of risk and consider the variety of relatively straightforward risk management measures that can readily be deployed. In that spirit, this 10-part guide is offered as an effective risk management tool to set the foundation for operational excellence.

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Operational risk is a grave concern not only to investment management firms, but also to their clients, investors, regulators and trading partners.   We believe effective risk management is the foundation of operational excellence. Ross Ellis, vice president and managing director of the SEI Knowledge Partnership, explains.